DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Stephanie Ann Yoingco

LPL Financial LLCBD affiliatedRockville, Mddual registrantIAPD 5470221

Feed of 09/14/2026

Also filed as Stephanie Ann Rihel

At current firm

1 y

since Jul 23, 2025

In the industry

18 y

since Mar 28, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 23, 2025 · Rockville, Md
MML Investors Services, LLC BD affiliated
Jun 28, 2023 to Jul 18, 2025 · Rockville, Md
Grove Point Advisors, LLC former
Apr 1, 2021 to May 31, 2023 · Rockville, Md
H. Beck, Inc. former
Feb 28, 2017 to Apr 1, 2021 · Rockville, Md
Citigroup Global Markets Inc. BD affiliated
Aug 10, 2015 to Mar 10, 2017 · Bethesda, Md
Pnc Wealth Management BD affiliated
Jul 12, 2010 to Aug 11, 2015 · Frederick, Md
Ameriprise Financial Services, LLC national BD
Mar 31, 2008 to Jul 9, 2010 · Gaithersburg, Md

Moves

a registration end followed by a registration begin elsewhere

MML Investors Services, LLC to LPL Financial LLC
left Jul 18, 2025, registered Jul 23, 2025 (5 days) · Affiliated broker-dealer or bank to another
Grove Point Advisors, LLC to MML Investors Services, LLC
left May 31, 2023, registered Jun 28, 2023 (28 days) · Affiliated broker-dealer or bank to another
H. Beck, Inc. to Grove Point Advisors, LLC
left Apr 1, 2021, registered Apr 1, 2021 (0 days) · corporate re-registration, not a move
Citigroup Global Markets Inc. to H. Beck, Inc.
left Mar 10, 2017, registered Feb 28, 2017 (-10 days) · Other
Pnc Wealth Management to Citigroup Global Markets Inc.
left Aug 11, 2015, registered Aug 10, 2015 (-1 days) · Other
Ameriprise Financial Services, LLC to Pnc Wealth Management
left Jul 9, 2010, registered Jul 12, 2010 (3 days) · Other

Signals

Stephanie Ann Yoingco left Mml Investors Services, Llc for Lpl Financial Llc (registered 2025-07-23)
Jul 18, 2025 · Advisor changed firm · fact
Stephanie Ann Yoingco left Grove Point Advisors, Llc for Mml Investors Services, Llc (registered 2023-06-28)
May 31, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address