RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•• B•••••
- E••••• • G•••• independent RIA currentsince Oct 21, 2021 · Athens, Ga
- A••••• A•• P••••••• S••••••• BD affiliatedSep 10, 2015 to Nov 5, 2020 · Atlanta, Ga
- S••••••• I••••••••• S•••••••• I••• formerAug 22, 2013 to Aug 3, 2015 · Gainesville, Ga
- A••••• A•• P••••••• S••••••• to E••••• • G••••left Nov 5, 2020, registered Oct 21, 2021 (350 days) · Affiliated broker-dealer or bank to independent RIA
- S••••••• I••••••••• S•••••••• I••• to A••••• A•• P••••••• S•••••••left Aug 3, 2015, registered Sep 10, 2015 (38 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address