RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• B••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jul 1, 2026 · Huntsville, Al
- P•••• S••••••••• L•• no RAUMSep 19, 2023 to Sep 30, 2024 · Ridgeland, Ms
- S•••••• S••••••••• I••• BD affiliatedAug 27, 2019 to Aug 2, 2023 · Huntsville, Al
- P•••• S••••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Sep 30, 2024, registered Jul 1, 2026 (639 days) · Other
- S•••••• S••••••••• I••• to P•••• S••••••••• L••left Aug 2, 2023, registered Sep 19, 2023 (48 days) · RIA to affiliated broker-dealer or bank
- E•••• B•••• left P•••• S••••••••• L•• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2026-07-01)Sep 30, 2024 · Advisor changed firm · fact
- E•••• B•••• left S•••••• S••••••••• I••• for P•••• S••••••••• L•• (registered 2023-09-19)Aug 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address