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RIA Intelligence

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Registered advisor

C•••• A••••• J•••••••••

E•••••••• A•••••••• L••national BDMount Pleasant, Scdual registrantIAPD 5479843

Feed of 09/14/2026

Also filed as C•••• J•••••••••

At current firm

5 y

since Jul 12, 2021

In the industry

14 y

since Nov 4, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Jul 12, 2021 · Mount Pleasant, Sc
S••••••• F•••••••• S•••••••• I••• former
Apr 30, 2019 to Jul 10, 2019 · Daniel Island, Sc
E••••• J•••• national BD
Jan 24, 2018 to Jun 28, 2018 · Charleston, Sc
C•••••••• G••••• M•••••• I••• BD affiliated
Feb 13, 2015 to Feb 21, 2017 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

S••••••• F•••••••• S•••••••• I••• to E•••••••• A•••••••• L••
left Jul 10, 2019, registered Jul 12, 2021 (733 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to S••••••• F•••••••• S•••••••• I•••
left Jun 28, 2018, registered Apr 30, 2019 (306 days) · Affiliated broker-dealer or bank to another
C•••••••• G••••• M•••••• I••• to E••••• J••••
left Feb 21, 2017, registered Jan 24, 2018 (337 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address