RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• L••• L••••••
- W•••• F•••• A••••••• wirehouse currentsince Mar 31, 2017 · The Villages, Fl
- B••• I••••••••• S•••••••• I••• formerJan 14, 2013 to Mar 31, 2017 · Charlotte, Nc
- L•• F•••••••• L•• BD affiliatedMar 10, 2011 to Feb 15, 2013 · Mount Dora, Fl
- E••••• J•••• national BDMay 8, 2008 to Mar 8, 2011 · Leesburg, Fl
- B••• I••••••••• S•••••••• I••• to W•••• F•••• A•••••••left Mar 31, 2017, registered Mar 31, 2017 (0 days) · Other
- L•• F•••••••• L•• to B••• I••••••••• S•••••••• I•••left Feb 15, 2013, registered Jan 14, 2013 (-32 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Mar 8, 2011, registered Mar 10, 2011 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address