RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• S••••••• W•••••••
- J••• H•••••• I••••••••• M••••••••• L•• asset manager currentsince Nov 5, 2024 · Queen Creek, Az
- J••• H•••••• I••••••••• M••••••••• L•• asset managerNov 8, 2018 to Jul 17, 2024 · Boston, Ma
- M••••••• I••••••••• M••••••••• ••• L•• asset managerJun 14, 2017 to Nov 8, 2018 · Boston, Ma
- V••• I••••••••• M••••••••• C•• L•• asset managerAug 4, 2015 to Sep 7, 2016 · Scottsdale, Az
- V••• I••••••••• M••••••••• C•• L•• asset managerJan 7, 2014 to Jun 10, 2015 · New York, Ny
- M••••••• I••••••••• M••••••••• ••• L•• to J••• H•••••• I••••••••• M••••••••• L••left Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- V••• I••••••••• M••••••••• C•• L•• to M••••••• I••••••••• M••••••••• ••• L••left Sep 7, 2016, registered Jun 14, 2017 (280 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address