RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• W•••• S•••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Dec 4, 2023 · Glasgow, Ky
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 25, 2015 to Jun 9, 2021 · Glasgow, Ky
- M•••• C••••••• A••••••• S•••••• BD affiliatedMar 28, 2012 to Oct 24, 2012 · Palm Beach Gardens, Fl
- W•••••• • R••• formerSep 5, 2008 to Mar 30, 2012 · Nashville, Tn
- V••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 9, 2021, registered Dec 4, 2023 (908 days) · corporate re-registration, not a move
- M•••• C••••••• A••••••• S•••••• to V••• F•••••••• A•••••••• I•••left Oct 24, 2012, registered Mar 25, 2015 (882 days) · Other
- W•••••• • R••• to M•••• C••••••• A••••••• S••••••left Mar 30, 2012, registered Mar 28, 2012 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address