RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- A••••••• A••••• L•• independent RIA currentsince May 16, 2025 · Vero Beach, Fl
- T••••••••• C•••••• L•• independent RIAFeb 6, 2020 to Nov 13, 2025 · Vero Beach, Fl
- M••••• I••••••••• L•• independent RIAMar 13, 2017 to Dec 21, 2017 · Vero Beach, Fl
- E••• C•••• T•• A•• F•••••••• P••••••• unclassifiedJan 6, 2016 to Nov 16, 2020 · Vero Beach, Fl
- T•• T••••• G•••• unclassifiedAug 7, 2012 to Dec 22, 2017 · Port St. Lucie, Fl
- V•••••• A•••••••• I••• BD affiliatedOct 27, 2010 to Jul 2, 2012 · Pickerington, Oh
- A••••••• I••••••••• S••••••• formerNov 7, 2008 to Jul 15, 2010 · Melbourne, Fl
- B••••••••• C•••••• M••••••••• L•• independent RIAJan 28, 2008 to Apr 23, 2009 · Maitland, Fl
- T••••••••• C•••••• L•• to A••••••• A••••• L••left Nov 13, 2025, registered May 16, 2025 (-181 days) · RIA to RIA
- E••• C•••• T•• A•• F•••••••• P••••••• to M••••• I••••••••• L••left Nov 16, 2020, registered Mar 13, 2017 (-1344 days) · Other
- T•• T••••• G•••• to E••• C•••• T•• A•• F•••••••• P•••••••left Dec 22, 2017, registered Jan 6, 2016 (-716 days) · Other
- M••••• I••••••••• L•• to T••••••••• C•••••• L••left Dec 21, 2017, registered Feb 6, 2020 (777 days) · RIA to RIA
- V•••••• A•••••••• I••• to T•• T••••• G••••left Jul 2, 2012, registered Aug 7, 2012 (36 days) · Other
- A••••••• I••••••••• S••••••• to V•••••• A•••••••• I•••left Jul 15, 2010, registered Oct 27, 2010 (104 days) · Other
- B••••••••• C•••••• M••••••••• L•• to A••••••• I••••••••• S•••••••left Apr 23, 2009, registered Nov 7, 2008 (-167 days) · Other
- D•••• C••• H•••• left T••••••••• C•••••• L•• for A••••••• A••••• L•• (registered 2025-05-16)Nov 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address