RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• L•••••• D••••••
- P•••••••• S••••••••• I••• BD affiliated currentsince Jun 1, 2026 · Houston, Tx
- M••••••• I••••••••• M••••••••• ••• L•• asset managerDec 13, 2012 to Dec 31, 2015 · Atlanta, Ga
- I••••• F•••••••• C••••••••• formerJul 15, 2010 to Mar 15, 2012 · Atlanta, Ga
- S••••••• F•••••••• S•••••••• I••• formerJan 12, 2009 to Mar 25, 2010 · Atlanta, Ga
- M••••••• I••••••••• M••••••••• ••• L•• to P•••••••• S••••••••• I•••left Dec 31, 2015, registered Jun 1, 2026 (3805 days) · Other
- I••••• F•••••••• C••••••••• to M••••••• I••••••••• M••••••••• ••• L••left Mar 15, 2012, registered Dec 13, 2012 (273 days) · Other
- S••••••• F•••••••• S•••••••• I••• to I••••• F•••••••• C•••••••••left Mar 25, 2010, registered Jul 15, 2010 (112 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address