DFX Intelligence
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Registered advisor
J• R••••••• S••••
Feed of 09/14/2026
At current firm
10 y
since Feb 12, 2016
In the industry
17 y
since Jul 28, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- B••••••• F• E•••••• • C••••••• I••••••••• BD affiliated currentsince Feb 12, 2016 · St. Louis, Mo
- M••••• S•••••• wirehouseMay 31, 2013 to Feb 22, 2016 · Naperville, Il
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to B••••••• F• E•••••• • C••••••• I•••••••••left Feb 22, 2016, registered Feb 12, 2016 (-10 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address