DFX Intelligence
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Registered advisor
G•••••• J••••••
Feed of 09/14/2026
At current firm
9 y
since Jan 19, 2017
In the industry
18 y
since Apr 1, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 19, 2017 · San Pedro, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 29, 2016 to Jan 3, 2017 · Hawthorne, Ca
- J••• M••••• S••••••••• L•• wirehouseNov 28, 2012 to Mar 1, 2016 · Torrance, Ca
- W•••• F•••• A••••••• wirehouseFeb 22, 2011 to Oct 16, 2012 · Fort Lauderdale, Fl
- W•••• F•••• I••••••••• L•• unclassifiedApr 2, 2008 to Nov 16, 2010 · Redondo Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Jan 3, 2017, registered Jan 19, 2017 (16 days) · Wirehouse to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 1, 2016, registered Feb 29, 2016 (-1 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Oct 16, 2012, registered Nov 28, 2012 (43 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Nov 16, 2010, registered Feb 22, 2011 (98 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address