RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• M• S•••••••
- H••••••• W••••• M••••••••• L•• state registered currentsince Jan 1, 2026 · Maitland, Fl
- S••••••••• W••••• M••••••••• L•• formerJul 5, 2017 to Aug 22, 2017 · Maitland, Fl
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerFeb 18, 2011 to Oct 29, 2015 · Winter Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 28, 2010 to Jan 5, 2011 · Orlando, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 26, 2010 · Winter Park, Fl
- M••••• S•••••• • C•• L•• unclassifiedMay 20, 2008 to Jun 1, 2009 · Winter Park, Fl
- S••••••••• W••••• M••••••••• L•• to H••••••• W••••• M••••••••• L••left Aug 22, 2017, registered Jan 1, 2026 (3054 days) · Other · moved with a team
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to S••••••••• W••••• M••••••••• L••left Oct 29, 2015, registered Jul 5, 2017 (615 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left Jan 5, 2011, registered Feb 18, 2011 (44 days) · Other
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 26, 2010, registered Apr 28, 2010 (2 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address