RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A•••••• V••••
- G••••• • G••• W••••• M••••••••• independent RIA currentsince Mar 12, 2014 · Richmond, Va
- M••••• S•••••• wirehouseAug 21, 2009 to Mar 21, 2012 · Richmond, Va
- C••••• B•••••• W••••• M••••••••• L•• formerJan 21, 2009 to Sep 28, 2009 · Richmond, Va
- M••••• S•••••• to G••••• • G••• W••••• M•••••••••left Mar 21, 2012, registered Mar 12, 2014 (721 days) · Other
- C••••• B•••••• W••••• M••••••••• L•• to M••••• S••••••left Sep 28, 2009, registered Aug 21, 2009 (-38 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address