RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• P••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 3, 2026 · Manchester, Ct
- T•• G••• F•••••••• G•••• independent RIAJan 22, 2026 to May 16, 2026 · Houston, Tx
- T•• G••• F•••••••• G•••• independent RIAFeb 6, 2024 to Dec 31, 2025 · Houston, Tx
- E••••• J•••• national BDOct 15, 2019 to Jul 14, 2021 · Fort Lauderdale, Fl
- T•• G••• F•••••••• G•••• to L•• F•••••••• L••left May 16, 2026, registered Jun 3, 2026 (18 days) · RIA to affiliated broker-dealer or bank
- E••••• J•••• to T•• G••• F•••••••• G••••left Jul 14, 2021, registered Feb 6, 2024 (937 days) · Affiliated broker-dealer or bank to independent RIA
- S•••• P•••• left T•• G••• F•••••••• G•••• for L•• F•••••••• L•• (registered 2026-06-03)May 16, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address