B•••• C•••••

• J••••• M••••••••• S•••• L•• BD affiliated current
  since Nov 8, 2013 · Westminster, Md
• M••••• S•••••• wirehouse
  Jun 1, 2009 to Nov 20, 2013 · Westminster, Md
• C•••••••• G••••• M•••••• I••• BD affiliated
  Apr 23, 2008 to Jun 1, 2009 · Westminster, Md

• M••••• S•••••• to J••••• M••••••••• S•••• L••
  left Nov 20, 2013, registered Nov 8, 2013 (-12 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S••••••
  left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address