DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N••••• A••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedVirginia Beach, Vadual registrantIAPD 5487434

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Raj A••••••

At current firm

3 y

since Jul 17, 2023

In the industry

18 y

since Apr 9, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Jul 17, 2023 · Virginia Beach, Va
O•••• F•• I••• former
Nov 25, 2015 to Jul 14, 2023 · Virginia Beach, Va
H•••••• T••••••• • K•••• L•• independent RIA
Jan 24, 2013 to Dec 3, 2015 · Virginia Beach, Va
W•••••• • R••• former
Apr 18, 2008 to Jan 3, 2013 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

O•••• F•• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Jul 14, 2023, registered Jul 17, 2023 (3 days) · Affiliated broker-dealer or bank to another
H•••••• T••••••• • K•••• L•• to O•••• F•• I•••
left Dec 3, 2015, registered Nov 25, 2015 (-8 days) · Other
W•••••• • R••• to H•••••• T••••••• • K•••• L••
left Jan 3, 2013, registered Jan 24, 2013 (21 days) · Other

Signals

N••••• A•••••• left O•••• F•• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2023-07-17)
Jul 14, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address