RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• W•••• T••••
- C•••• H••••• W••••• M••••••••• state registered currentsince Feb 24, 2021 · Destin, Fl
- C••••• S••••• A•••••••• I••• formerJan 11, 2017 to Apr 22, 2021 · Destin, Fl
- C••••• S••••• A•••••••• I••• formerOct 5, 2016 to Nov 9, 2016 · Destin, Fl
- C•••• H••••• W••••• M••••••••• L•• unclassifiedJun 23, 2015 to Dec 31, 2016 · Destin, Fl
- S•••••••• F••••••••• I••• formerApr 2, 2015 to Sep 10, 2015 · Niceville, Fl
- S•••••••• F••••••••• I••• formerApr 23, 2013 to Apr 2, 2015 · Niceville, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 22, 2011 to Apr 19, 2013 · Destin, Fl
- E••••• J•••• national BDApr 15, 2008 to Nov 21, 2011 · St Louis, Mo
- C••••• S••••• A•••••••• I••• to C•••• H••••• W••••• M•••••••••left Apr 22, 2021, registered Feb 24, 2021 (-57 days) · RIA to a state-registered adviser
- C•••• H••••• W••••• M••••••••• L•• to C••••• S••••• A•••••••• I•••left Dec 31, 2016, registered Oct 5, 2016 (-87 days) · Other
- S•••••••• F••••••••• I••• to C•••• H••••• W••••• M••••••••• L••left Sep 10, 2015, registered Jun 23, 2015 (-79 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• F••••••••• I•••left Apr 19, 2013, registered Apr 23, 2013 (4 days) · Other
- E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 21, 2011, registered Nov 22, 2011 (1 days) · Affiliated broker-dealer or bank to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address