RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• D• M•••••
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Marietta, Ga
- F••••••• P••••••• A•• W•••••••• A••••••• formerMar 18, 2022 to Mar 31, 2025 · Alpharetta, Ga
- E•••••• C•••••• M••••••••• L•• formerJan 15, 2021 to Feb 28, 2022 · Alpharetta, Ga
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 15, 2018 to Dec 31, 2020 · Alpharetta, Ga
- T• A••••••••• I••• formerMay 15, 2018 to Jan 11, 2021 · Alpharetta, Ga
- U••• F•••••••• P••••••• S••••••• formerMay 29, 2014 to Mar 24, 2017 · Atlanta, Ga
- E•••••• C•••••• M••••••••• L•• formerSep 9, 2010 to Apr 25, 2014 · Arlington, Va
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- E•••••• C•••••• M••••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Feb 28, 2022, registered Mar 18, 2022 (18 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to E•••••• C•••••• M••••••••• L••left Jan 11, 2021, registered Jan 15, 2021 (4 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Dec 31, 2020, registered May 15, 2018 (-961 days) · corporate re-registration, not a move
- U••• F•••••••• P••••••• S••••••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 24, 2017, registered May 15, 2018 (417 days) · Other
- E•••••• C•••••• M••••••••• L•• to U••• F•••••••• P••••••• S•••••••left Apr 25, 2014, registered May 29, 2014 (34 days) · Other
- A••••• D• M••••• left E•••••• C•••••• M••••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-03-18)Feb 28, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address