RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••• W•••••
- E•• F•••••••• A••••••• independent RIA currentsince Sep 18, 2018 · Media, Pa
- E•••••••• A•••••••• L•• national BDOct 11, 2016 to Aug 10, 2018 · Conshohocken, Pa
- M••••• O• O•••• I••••••• S•••••••• I••• independent RIAMay 5, 2014 to Oct 18, 2016 · Marlton, Nj
- H•••••• T••••••• • K•••• L•• independent RIAOct 17, 2011 to Mar 4, 2014 · Conshohocken, Pa
- C••••• A•••••• N••••••• L•• formerJan 28, 2009 to Sep 30, 2011 · Mt Laurel, Nj
- E•••••••• A•••••••• L•• to E•• F•••••••• A•••••••left Aug 10, 2018, registered Sep 18, 2018 (39 days) · Affiliated broker-dealer or bank to another
- M••••• O• O•••• I••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Oct 18, 2016, registered Oct 11, 2016 (-7 days) · Other
- H•••••• T••••••• • K•••• L•• to M••••• O• O•••• I••••••• S•••••••• I•••left Mar 4, 2014, registered May 5, 2014 (62 days) · Other
- C••••• A•••••• N••••••• L•• to H•••••• T••••••• • K•••• L••left Sep 30, 2011, registered Oct 17, 2011 (17 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address