DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J••• L••

3•• W••••• C•••••••state registeredAustin, TxIA-onlyIAPD 5501000

Certified Financial Planner

Feed of 09/14/2026

Also filed as Autumn Jean Whitten

At current firm

0 y

since Feb 24, 2026

In the industry

18 y

since Mar 27, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

3•• W••••• C••••••• state registered current
since Feb 24, 2026 · Austin, Tx
D•••••• W••••• independent RIA
Feb 9, 2024 to Feb 2, 2026 · Mahwah, Nj
H•••••• T••••••• • K•••• L•• independent RIA
Sep 1, 2021 to Feb 12, 2024 · Conshohocken, Pa
R•••••• J•••• • A••••••••• I••• national BD
Nov 6, 2013 to Apr 5, 2021 · Austin, Tx
J••• M••••• S••••••••• L•• wirehouse
Oct 1, 2012 to Nov 1, 2013 · Austin, Tx
C•••• I••••••••• S••••••• C•••• former
Jul 28, 2011 to Oct 1, 2012 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

D•••••• W••••• to 3•• W••••• C•••••••
left Feb 2, 2026, registered Feb 24, 2026 (22 days) · RIA to a state-registered adviser
H•••••• T••••••• • K•••• L•• to D•••••• W•••••
left Feb 12, 2024, registered Feb 9, 2024 (-3 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
R•••••• J•••• • A••••••••• I••• to H•••••• T••••••• • K•••• L••
left Apr 5, 2021, registered Sep 1, 2021 (149 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••
left Nov 1, 2013, registered Nov 6, 2013 (5 days) · Wirehouse to affiliated broker-dealer or bank
C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Signals

A••••• J••• L•• left D•••••• W••••• for 3•• W••••• C••••••• (registered 2026-02-24)
Feb 2, 2026 · Advisor changed firm · fact
A••••• J••• L•• left H•••••• T••••••• • K•••• L•• for D•••••• W••••• (registered 2024-02-09)
Feb 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address