RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M•••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Mar 10, 2025 · Cherry Hill, Nj
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Mar 13, 2025 · Holmdel, Nj
- P•••• S••••••••• L•• no RAUMAug 5, 2024 to Nov 14, 2024 · Marlton, Nj
- W•••• F•••• A••••••• wirehouseJun 21, 2021 to Aug 7, 2024 · Haddon Township, Nj
- L•• E••••••••• L•• to J••• M••••• S••••••••• L••left Mar 13, 2025, registered Mar 10, 2025 (-3 days) · Other
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to P•••• S••••••••• L••left Aug 7, 2024, registered Aug 5, 2024 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- R••••• M••••• left L•• E••••••••• L•• for J••• M••••• S••••••••• L•• (registered 2025-03-10)Mar 13, 2025 · Advisor changed firm · fact
- R••••• M••••• left W•••• F•••• A••••••• for P•••• S••••••••• L•• (registered 2024-08-05)Aug 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address