RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• J• G••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Cleveland, Oh
- A•••••• A••••••• S••••••• formerAug 15, 2022 to Sep 5, 2025 · Dallas, Tx
- J••• M••••• S••••••••• L•• wirehouseApr 28, 2020 to Jul 21, 2022 · Cleveland, Oh
- M••••• S•••••• wirehouseJun 28, 2016 to Mar 18, 2020 · Westlake, Oh
- P•••••• B••••••• A•• C••••••••• formerJul 24, 2012 to Dec 31, 2015 · Rocky River, Oh
- R•••••• W••••• independent RIAJun 9, 2011 to Nov 26, 2012 · Rocky River, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDMar 23, 2009 to Jul 1, 2009 · Pepper Pike, Oh
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to A•••••• A••••••• S•••••••left Jul 21, 2022, registered Aug 15, 2022 (25 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to J••• M••••• S••••••••• L••left Mar 18, 2020, registered Apr 28, 2020 (41 days) · Wirehouse to wirehouse
- P•••••• B••••••• A•• C••••••••• to M••••• S••••••left Dec 31, 2015, registered Jun 28, 2016 (180 days) · Other
- R•••••• W••••• to P•••••• B••••••• A•• C•••••••••left Nov 26, 2012, registered Jul 24, 2012 (-125 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to R•••••• W•••••left Jul 1, 2009, registered Jun 9, 2011 (708 days) · Other
- L••• J• G•••••• left J••• M••••• S••••••••• L•• for A•••••• A••••••• S••••••• (registered 2022-08-15)Jul 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address