RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• R•••••• H•••••
- A••••••• I••••••••• P••••••• independent RIA currentsince Apr 1, 2016 · Newtown Square, Pa
- G•••••• asset managerApr 13, 2019 to Dec 31, 2019 · Newtown Square, Pa
- S•••• W••••• M••••••••• L•• BD affiliatedJul 20, 2015 to Mar 31, 2016 · Narberth, Pa
- A••••••• S••••••••• I• L•• formerJan 9, 2015 to Mar 31, 2015 · Wayne, Pa
- A••••••• S••••••••• I• L•• formerJul 21, 2014 to Dec 31, 2014 · Wayne, Pa
- A••••••• S••••••••• L•• formerDec 6, 2013 to Mar 27, 2014 · Wayne, Pa
- F•••••••• A••••••••• L•• mixed wealthAug 23, 2010 to Oct 8, 2013 · W. Conshohocken, Pa
- G•••• L•• independent RIAJul 13, 2010 to Sep 26, 2013 · W. Conshohocken, Pa
- P••••••• C•••••• A•••••••• L•• formerJul 20, 2009 to Dec 16, 2010 · Philadelphia, Pa
- G•••••• to no registered destinationleft Dec 31, 2019 · Departure, no registered destination
- S•••• W••••• M••••••••• L•• to A••••••• I••••••••• P•••••••left Mar 31, 2016, registered Apr 1, 2016 (1 days) · Other
- A••••••• S••••••••• I• L•• to S•••• W••••• M••••••••• L••left Mar 31, 2015, registered Jul 20, 2015 (111 days) · Other
- A••••••• S••••••••• L•• to A••••••• S••••••••• I• L••left Mar 27, 2014, registered Jul 21, 2014 (116 days) · channel change inside one enterprise, not a move
- F•••••••• A••••••••• L•• to A••••••• S••••••••• L••left Oct 8, 2013, registered Dec 6, 2013 (59 days) · Other
- G•••• L•• to F•••••••• A••••••••• L••left Sep 26, 2013, registered Aug 23, 2010 (-1130 days) · Other
- P••••••• C•••••• A•••••••• L•• to G•••• L••left Dec 16, 2010, registered Jul 13, 2010 (-156 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address