RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•• K••••••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 3, 2025 · Beaverton, Or
- C•••••••• M••••••••• G•••• formerAug 5, 2015 to Sep 23, 2025 · Beaverton, Or
- C••••••• P••••••• independent RIAMar 27, 2013 to Jun 16, 2015 · Beaverton, Or
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 14, 2010 to Mar 19, 2013 · Portland, Or
- T• A••••••••• I••• formerApr 8, 2010 to Mar 19, 2013 · Portland, Or
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 16, 2008 to Apr 7, 2010 · Portland, Or
- C•••••••• M••••••••• G•••• to F•••• P••••••• W•••••• L••left Sep 23, 2025, registered Jul 3, 2025 (-82 days) · corporate re-registration, not a move
- C••••••• P••••••• to C•••••••• M••••••••• G••••left Jun 16, 2015, registered Aug 5, 2015 (50 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to C••••••• P•••••••left Mar 19, 2013, registered Mar 27, 2013 (8 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Mar 19, 2013, registered Apr 14, 2010 (-1070 days) · channel change inside one enterprise, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T• A••••••••• I•••left Apr 7, 2010, registered Apr 8, 2010 (1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address