RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• M• B•••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jun 24, 2021 · Carrollton, Tx
- O•• C•••••• M••••••••• L•• independent RIAJan 14, 2020 to Nov 13, 2020 · Westlake Village, Ca
- C•••••• S••••• • C••• I••• national BDSep 23, 2010 to Dec 13, 2019 · Miami, Fl
- O•• C•••••• M••••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left Nov 13, 2020, registered Jun 24, 2021 (223 days) · Other
- C•••••• S••••• • C••• I••• to O•• C•••••• M••••••••• L••left Dec 13, 2019, registered Jan 14, 2020 (32 days) · Affiliated broker-dealer or bank to independent RIA
- J••••• M• B••••••• added a LA registration at S•••• F••• I••••••••• M••••••••• C••••Sep 17, 2026 · New state registration · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address