RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P•••••• F••••
- L•••••• I••••••••• A•••••••• L•• no RAUM currentsince Jul 1, 2021 · Philadelphia, Pa
- I••••••••• I••••••••• F••••••••• L•• formerJul 1, 2014 to Jun 1, 2021 · Moorestown, Nj
- C••••• A•••••• N••••••• L•• formerAug 6, 2008 to Mar 5, 2010 · Mt Laurel, Nj
- P•••••••• S••••••••• I••• BD affiliatedApr 30, 2008 to Jun 18, 2008 · Marlton, Nj
- I••••••••• I••••••••• F••••••••• L•• to L•••••• I••••••••• A•••••••• L••left Jun 1, 2021, registered Jul 1, 2021 (30 days) · Other
- C••••• A•••••• N••••••• L•• to I••••••••• I••••••••• F••••••••• L••left Mar 5, 2010, registered Jul 1, 2014 (1579 days) · Other
- P•••••••• S••••••••• I••• to C••••• A•••••• N••••••• L••left Jun 18, 2008, registered Aug 6, 2008 (49 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address