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Registered advisor
N••••• N••••• F••••••
Feed of 09/15/2026
Also filed as Nate F••••••
At current firm
9 y
since Sep 5, 2017
In the industry
18 y
since May 30, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Sep 5, 2017 · Truckee, Ca
- Q•••••• A•••• M••••••••• I••• formerOct 17, 2012 to Sep 27, 2017 · Minneapolis, Mn
- W••••••• F•••••••• S•••••••• I••• formerAug 15, 2011 to Oct 19, 2012 · Truckee, Ca
- E••••• J•••• national BDJun 3, 2008 to Aug 17, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Q•••••• A•••• M••••••••• I••• to C•••••• S••••• • C••• I•••left Sep 27, 2017, registered Sep 5, 2017 (-22 days) · Other
- W••••••• F•••••••• S•••••••• I••• to Q•••••• A•••• M••••••••• I•••left Oct 19, 2012, registered Oct 17, 2012 (-2 days) · Other
- E••••• J•••• to W••••••• F•••••••• S•••••••• I•••left Aug 17, 2011, registered Aug 15, 2011 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address