DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jace David Prows
Feed of 09/14/2026
Also filed as Jace Prows
At current firm
4 y
since Oct 8, 2021
In the industry
18 y
since Aug 15, 2008 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Luminary Wealth Advisors state registered currentsince Oct 8, 2021 · Mckinney, Tx
- Alpha Cubed Investments, LLC formerJun 28, 2018 to May 27, 2021 · Costa Mesa, Ca
- Beacon Pointe Wealth Advisors, LLC formerApr 12, 2018 to Jun 7, 2018 · Plano, Tx
- Beacon Pointe Advisors, LLC independent RIAJan 7, 2014 to Jun 7, 2018 · Plano, Tx
- Strategic Advisers LLC national BDSep 19, 2013 to Dec 24, 2013 · Westlake, Tx
- Td Ameritrade Investment Management, LLC formerJun 22, 2009 to Aug 26, 2013 · Fort Worth, Tx
- Td Ameritrade, Inc. formerJun 22, 2009 to Aug 26, 2013 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Alpha Cubed Investments, LLC to Luminary Wealth Advisorsleft May 27, 2021, registered Oct 8, 2021 (134 days) · RIA to a state-registered adviser
- Beacon Pointe Advisors, LLC to Beacon Pointe Wealth Advisors, LLCleft Jun 7, 2018, registered Apr 12, 2018 (-56 days) · RIA to RIA
- Beacon Pointe Wealth Advisors, LLC to Alpha Cubed Investments, LLCleft Jun 7, 2018, registered Jun 28, 2018 (21 days) · RIA to RIA
- Strategic Advisers LLC to Beacon Pointe Advisors, LLCleft Dec 24, 2013, registered Jan 7, 2014 (14 days) · Other
- Td Ameritrade Investment Management, LLC to Strategic Advisers LLCleft Aug 26, 2013, registered Sep 19, 2013 (24 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Aug 26, 2013, registered Jun 22, 2009 (-1526 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address