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Registered advisor
K•• C•••••••
Feed of 09/15/2026
Also filed as Kai Joseph C•••••••
At current firm
4 y
since Sep 2, 2022
In the industry
18 y
since May 15, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Sep 2, 2022 · Santa Barbara, Ca
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Sep 2, 2022 · San Luis Obispo, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMay 16, 2008 to Jan 3, 2011 · Santa Barbara, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Sep 2, 2022, registered Sep 2, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address