RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• V••••••••
- C••••••• F•••••••• D••••••• I••• BD affiliated currentsince Nov 23, 2022 · Kokomo, In
- I•••••• I••••••••• L•• asset managerAug 5, 2015 to Mar 29, 2023 · Meridian, Id
- C••••••• F•••••••• D••••••• I••• BD affiliatedJul 24, 2015 to Dec 31, 2016 · Hollister, Ca
- N••• F•••••••• G••••• I••• formerFeb 15, 2012 to Jul 24, 2015 · Chico, Ca
- W•••• F•••• A••••••• wirehouseMay 25, 2010 to Feb 10, 2012 · Hollister, Ca
- W•••• F•••• I••••••••• L•• unclassifiedJun 11, 2008 to Apr 23, 2010 · Hollister, Ca
- I•••••• I••••••••• L•• to C••••••• F•••••••• D••••••• I•••left Mar 29, 2023, registered Nov 23, 2022 (-126 days) · Other
- C••••••• F•••••••• D••••••• I••• to I•••••• I••••••••• L••left Dec 31, 2016, registered Aug 5, 2015 (-514 days) · Other
- N••• F•••••••• G••••• I••• to C••••••• F•••••••• D••••••• I•••left Jul 24, 2015, registered Jul 24, 2015 (0 days) · Other · moved with a team
- W•••• F•••• A••••••• to N••• F•••••••• G••••• I•••left Feb 10, 2012, registered Feb 15, 2012 (5 days) · Other
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Apr 23, 2010, registered May 25, 2010 (32 days) · Other
- J••••• V•••••••• left I•••••• I••••••••• L•• for C••••••• F•••••••• D••••••• I••• (registered 2022-11-23)Mar 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address