DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

Z•••••• R••••• P••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedSalt Lake City, Utdual registrantIAPD 5516062

Feed of 09/14/2026

Also filed as Z•••••• R••••• P••••

At current firm

0 y

since Jul 16, 2026

In the industry

18 y

since May 29, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Jul 16, 2026 · Salt Lake City, Ut
M••••• S•••••• wirehouse
Sep 26, 2017 to Jan 24, 2022 · Jackson, Tn
A••••••••• F•••••••• S•••••••• L•• national BD
Apr 21, 2016 to Feb 9, 2017 · St Louis, Mo
N•••••••• B••••• B• L•• no RAUM
May 29, 2014 to Dec 4, 2015 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jan 24, 2022, registered Jul 16, 2026 (1634 days) · Wirehouse to affiliated broker-dealer or bank
A••••••••• F•••••••• S•••••••• L•• to M••••• S••••••
left Feb 9, 2017, registered Sep 26, 2017 (229 days) · Affiliated broker-dealer or bank to wirehouse
N•••••••• B••••• B• L•• to A••••••••• F•••••••• S•••••••• L••
left Dec 4, 2015, registered Apr 21, 2016 (139 days) · Other

Signals

Z•••••• R••••• P•••• left M••••• S•••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2026-07-16)
Jan 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address