K•••• J• L•••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since May 5, 2020 · Des Moines, Ia
• V••• F•••••••• A•••••••• I••• BD affiliated
  Feb 12, 2020 to May 11, 2020 · Des Moines, Ia
• E••••• J•••• national BD
  Feb 17, 2017 to Feb 10, 2020 · Ames, Ia
• S••••••••• A•••••• A•••••••• I••• former
  May 10, 2016 to Feb 21, 2017 · Des Moines, Ia

• V••• F•••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left May 11, 2020, registered May 5, 2020 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
• E••••• J•••• to V••• F•••••••• A•••••••• I•••
  left Feb 10, 2020, registered Feb 12, 2020 (2 days) · Affiliated broker-dealer or bank to another
• S••••••••• A•••••• A•••••••• I••• to E••••• J••••
  left Feb 21, 2017, registered Feb 17, 2017 (-4 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address