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Registered advisor
R•••••• H••••• S•••••••••
Feed of 09/14/2026
Also filed as H••••• S•••••••••
At current firm
4 y
since Oct 12, 2021
In the industry
17 y
since Sep 9, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Oct 12, 2021 · Glendale, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 6, 2014 to Mar 14, 2019 · Hollywood, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 10, 2014 · Los Angeles, Ca
- C•••• I••••••••• S••••••• C•••• formerMar 27, 2012 to Oct 1, 2012 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••• F••• I••••••••• M••••••••• C••••left Mar 14, 2019, registered Oct 12, 2021 (943 days) · Other
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 10, 2014, registered May 6, 2014 (26 days) · Wirehouse to wirehouse
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address