DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Salvatore Joseph Ditusa
At current firm
3 y
since Jun 13, 2023
In the industry
18 y
since Aug 30, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner BD affiliated currentsince Jun 13, 2023 · Scottsdale, Az
- Iht Wealth Management LLC BD affiliatedApr 10, 2019 to Jul 5, 2023 · Elgin, Il
- Neuberger Berman Bd LLC no RAUMJun 7, 2017 to Apr 2, 2019 · Chicago, Il
- Morgan Stanley & Co. LLC unclassifiedSep 16, 2008 to Feb 24, 2009 · Oak Brook, Il
Moves
a registration end followed by a registration begin elsewhere
- Iht Wealth Management LLC to Marinerleft Jul 5, 2023, registered Jun 13, 2023 (-22 days) · Affiliated broker-dealer or bank to another
- Neuberger Berman Bd LLC to Iht Wealth Management LLCleft Apr 2, 2019, registered Apr 10, 2019 (8 days) · Other
- Morgan Stanley & Co. LLC to Neuberger Berman Bd LLCleft Feb 24, 2009, registered Jun 7, 2017 (3025 days) · Other
Signals
- Salvatore Joseph Ditusa left Iht Wealth Management Llc for Mariner (registered 2023-06-13)Jul 5, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address