RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• C••••••••• K•••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 6, 2025 · Tampa, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 21, 2009 to Aug 7, 2018 · Tampa, Fl
- V•••• F•••••••• A•••••••• I••• BD affiliatedJul 23, 2009 to Aug 11, 2009 · Boca Raton, Fl
- N••••••••• M••••• I••••••••• S••••••••• to S•••• F••• I••••••••• M••••••••• C••••left Aug 7, 2018, registered Aug 6, 2025 (2556 days) · Other
- V•••• F•••••••• A•••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Aug 11, 2009, registered Sep 21, 2009 (41 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address