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Registered advisor
D•••• S• H•••••
Feed of 09/14/2026
Also filed as D•••• Stuart H•••••
At current firm
1 y
since Mar 31, 2025
In the industry
18 y
since Jun 30, 2008 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••••• A••••••• L•• national BD currentsince Mar 31, 2025 · Macomb, Mi
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 27, 2020 to Mar 31, 2025 · Troy, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 21, 2018 to Jun 16, 2020 · Clinton Township, Mi
- S•••••••• I••••••••• M••••••••• formerJan 31, 2017 to Mar 8, 2018 · Saint Louis, Mo
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Aug 15, 2016 · Laguna Hills, Ca
- C•••• I••••••••• S••••••• C•••• formerMay 27, 2010 to Oct 1, 2012 · Detroit, Mi
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 16, 2020, registered Jul 27, 2020 (41 days) · Wirehouse to affiliated broker-dealer or bank
- S•••••••• I••••••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 8, 2018, registered May 21, 2018 (74 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- J••• M••••• S••••••••• L•• to S•••••••• I••••••••• M•••••••••left Aug 15, 2016, registered Jan 31, 2017 (169 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address