J•••••• M••••

• J••••• M••••••••• S•••• L•• BD affiliated current
  since Jul 16, 2018 · Pittsburgh, Pa
• M••••• S•••••• wirehouse
  Nov 21, 2017 to Jul 16, 2018 · Pittsburgh, Pa
• W•••••• • R••• former
  Jan 9, 2009 to Aug 11, 2009 · Charleroi, Pa
• A••••••••• F•••••••• S•••••••• L•• national BD
  Aug 21, 2008 to Oct 22, 2008 · Tampa, Fl

• M••••• S•••••• to J••••• M••••••••• S•••• L••
  left Jul 16, 2018, registered Jul 16, 2018 (0 days) · Wirehouse to affiliated broker-dealer or bank
• W•••••• • R••• to M••••• S••••••
  left Aug 11, 2009, registered Nov 21, 2017 (3024 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••
  left Oct 22, 2008, registered Jan 9, 2009 (79 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address