DFX Intelligence
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Registered advisor
J•••••• L• W•••••
Feed of 09/14/2026
Also filed as J••• L•••• W••••••••• L• W••••••••• L•••• W••••••••• L•••• W••••••••• W••••••••• L•••• W•••••
At current firm
1 y
since Oct 24, 2024
In the industry
18 y
since Jul 17, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Oct 24, 2024 · Cumming, Ga
- W•••• F•••• A••••••• wirehouseApr 1, 2022 to Apr 2, 2024 · Alpharetta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 5, 2012 to Feb 28, 2022 · Buford, Ga
- E•••••• C•••••• M••••••••• L•• formerJul 16, 2010 to Nov 15, 2012 · Arlington, Va
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJul 22, 2008 to Mar 26, 2009 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to T••••••• I••••••••• M••••••••• I•••left Apr 2, 2024, registered Oct 24, 2024 (205 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Feb 28, 2022, registered Apr 1, 2022 (32 days) · Wirehouse to wirehouse
- E•••••• C•••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 15, 2012, registered Dec 5, 2012 (20 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to E•••••• C•••••• M••••••••• L••left Mar 26, 2009, registered Jul 16, 2010 (477 days) · Other
Signals
- ••• LockedApr 2, 2024 · Advisor changed firm · fact
- ••• LockedFeb 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address