RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• R•••••• F•••••
- G••••• V••• C•••••• M••••••••• L•• independent RIA currentsince Dec 15, 2015 · York, Pa
- A•••• • R••••••••• P••••••••• L•• unclassifiedOct 18, 2012 to Dec 31, 2015 · York, Pa
- M•••• C••••••• A••••••• S•••••• BD affiliatedJan 3, 2012 to Jul 5, 2012 · York, Pa
- A•••• • R••••••••• P••••••••• L•• unclassifiedJun 26, 2008 to Dec 31, 2011 · York, Pa
- A•••• • R••••••••• P••••••••• L•• to G••••• V••• C•••••• M••••••••• L••left Dec 31, 2015, registered Dec 15, 2015 (-16 days) · Other
- M•••• C••••••• A••••••• S•••••• to A•••• • R••••••••• P••••••••• L••left Jul 5, 2012, registered Oct 18, 2012 (105 days) · Other
- A•••• • R••••••••• P••••••••• L•• to M•••• C••••••• A••••••• S••••••left Dec 31, 2011, registered Jan 3, 2012 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address