RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J•••• O•••••
- O•••• C•••••• M••••••••• L•• former currentsince Sep 16, 2026 · Ocoee, Fl
- J••• M••••• S••••••••• L•• wirehouseAug 30, 2024 to Jul 28, 2026 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedOct 22, 2014 to Mar 29, 2023 · New York, Ny
- S•••••••• A••••••• L•• national BDJan 9, 2014 to Oct 24, 2014 · New York, Ny
- C•••• I••••••••• S••••••• C•••• formerOct 21, 2011 to Feb 1, 2012 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 9, 2008 to Sep 14, 2011 · Lake Mary, Fl
- J••• M••••• S••••••••• L•• to O•••• C•••••• M••••••••• L••left Jul 28, 2026, registered Sep 16, 2026 (50 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••left Mar 29, 2023, registered Aug 30, 2024 (520 days) · Affiliated broker-dealer or bank to wirehouse
- S•••••••• A••••••• L•• to C•••••••• G••••• M•••••• I•••left Oct 24, 2014, registered Oct 22, 2014 (-2 days) · Other
- C•••• I••••••••• S••••••• C•••• to S•••••••• A••••••• L••left Feb 1, 2012, registered Jan 9, 2014 (708 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• I••••••••• S••••••• C••••left Sep 14, 2011, registered Oct 21, 2011 (37 days) · Other
- T•••••• J•••• O••••• registered as an investment adviser representative at O•••• C•••••• M••••••••• L••Sep 16, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address