RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• D••••• A•••••••
- G••••• R••••••••• P••••••• L•• institutional currentsince Aug 7, 2015 · San Rafael, Ca
- I••••••••• F•••••••• P••••••• BD affiliatedFeb 13, 2014 to Jan 8, 2015 · Santa Barbara, Ca
- N•• A•••••••• I••• unclassifiedJun 19, 2009 to Dec 1, 2010 · Santa Barbara, Ca
- I••••••••• F•••••••• P••••••• to G••••• R••••••••• P••••••• L••left Jan 8, 2015, registered Aug 7, 2015 (211 days) · Other
- N•• A•••••••• I••• to I••••••••• F•••••••• P•••••••left Dec 1, 2010, registered Feb 13, 2014 (1170 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address