RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• M•••••• S••••••
- K••••••••• W••••• M••••••••• L•• independent RIA currentsince Feb 6, 2026 · Plover, Wi
- K••••••••• W••••• M••••••••• L•• independent RIAOct 4, 2023 to Dec 31, 2025 · Plover, Wi
- A••••••••• F•••••••• S•••••••• L•• national BDJul 19, 2019 to Oct 5, 2023 · Wausau, Wi
- T••••••• I••••••••• M••••••••• I••• BD affiliatedJul 30, 2008 to Dec 22, 2017 · Madison, Wi
- A••••••••• F•••••••• S•••••••• L•• to K••••••••• W••••• M••••••••• L••left Oct 5, 2023, registered Oct 4, 2023 (-1 days) · Affiliated broker-dealer or bank to independent RIA
- T••••••• I••••••••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Dec 22, 2017, registered Jul 19, 2019 (574 days) · Other
- A•••••••• M•••••• S•••••• left A••••••••• F•••••••• S•••••••• L•• for K••••••••• W••••• M••••••••• L•• (registered 2023-10-04)Oct 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address