DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian William Neustrom
Feed of 09/15/2026
At current firm
0 y
since Sep 14, 2026
In the industry
15 y
since Sep 27, 2010 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Powerhouse Financial Advisors, Inc. independent RIA currentsince Sep 14, 2026 · Minden, Nv
- Modern Capital Advisors, LLC independent RIAFeb 1, 2022 to Oct 7, 2022 · Raleigh, Nc
- Parsonex Advisory Services, Inc. independent RIAJan 18, 2021 to Jun 10, 2026 · Englewood, Co
- Cetera Investment Advisers LLC BD affiliatedJul 10, 2018 to Jan 21, 2021 · Saint Cloud, Mn
- Cetera Advisors LLC formerJun 19, 2013 to May 31, 2018 · Greenwood Village, Co
- MML Investors Services, LLC BD affiliatedMar 27, 2012 to Jun 19, 2013 · Metairie, La
- Essex National Securities, Inc. formerSep 27, 2010 to Jan 20, 2012 · Lafayette, La
Moves
a registration end followed by a registration begin elsewhere
- Parsonex Advisory Services, Inc. to Modern Capital Advisors, LLCleft Jun 10, 2026, registered Feb 1, 2022 (-1590 days) · RIA to RIA
- Modern Capital Advisors, LLC to Powerhouse Financial Advisors, Inc.left Oct 7, 2022, registered Sep 14, 2026 (1438 days) · RIA to RIA
- Cetera Investment Advisers LLC to Parsonex Advisory Services, Inc.left Jan 21, 2021, registered Jan 18, 2021 (-3 days) · Affiliated broker-dealer or bank to independent RIA
- Cetera Advisors LLC to Cetera Investment Advisers LLCleft May 31, 2018, registered Jul 10, 2018 (40 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Cetera Advisors LLCleft Jun 19, 2013, registered Jun 19, 2013 (0 days) · Other
- Essex National Securities, Inc. to MML Investors Services, LLCleft Jan 20, 2012, registered Mar 27, 2012 (67 days) · Other
Signals
- Brian William Neustrom registered as an investment adviser representative at Powerhouse Financial Advisors, Inc.Sep 14, 2026 · Advisor registered · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address