A••••••• G•••••••••

• K••••• P•••••• W••••• S•••••••• L•• BD affiliated current
  since Aug 12, 2021 · Colts Neck, Nj
• A••••• A•• P••••••• S••••••• BD affiliated
  Jul 5, 2012 to Jul 14, 2021 · Hackensack, Nj
• F•••• T•••• S••••••••• I••• BD affiliated
  Mar 20, 2009 to Jun 14, 2012 · Tampa, Fl
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Sep 12, 2008 to Feb 12, 2009 · Saint Petersburg, Fl

• A••••• A•• P••••••• S••••••• to K••••• P•••••• W••••• S•••••••• L••
  left Jul 14, 2021, registered Aug 12, 2021 (29 days) · Affiliated broker-dealer or bank to another · moved with a team
• F•••• T•••• S••••••••• I••• to A••••• A•• P••••••• S•••••••
  left Jun 14, 2012, registered Jul 5, 2012 (21 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• T•••• S••••••••• I•••
  left Feb 12, 2009, registered Mar 20, 2009 (36 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address