RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• Y•••
- W••••• M••••••••• mixed wealth currentsince Aug 29, 2014 · Norfolk, Ne
- I•••••• A••••••• N•• L•• state registeredNov 15, 2012 to Aug 25, 2014 · Beaverton, Or
- T•• H• G••••• I••• formerJan 13, 2009 to Nov 21, 2012 · Portland, Or
- I••••••• S••••••••• I••• unclassifiedNov 17, 2008 to Dec 31, 2008 · Portland, Or
- I•••••• A••••••• N•• L•• to W••••• M•••••••••left Aug 25, 2014, registered Aug 29, 2014 (4 days) · Other
- T•• H• G••••• I••• to I•••••• A••••••• N•• L••left Nov 21, 2012, registered Nov 15, 2012 (-6 days) · Other
- I••••••• S••••••••• I••• to T•• H• G••••• I•••left Dec 31, 2008, registered Jan 13, 2009 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address