DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

George Chui

State Farm Investment Management Corp.asset managerAlpharetta, Gadual registrantIAPD 5534010

Feed of 09/16/2026

At current firm

0 y

since Feb 20, 2026

In the industry

16 y

since Dec 22, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

State Farm Investment Management Corp. asset manager current
since Feb 20, 2026 · Alpharetta, Ga
LPL Enterprise, LLC BD affiliated
Nov 14, 2024 to Jan 23, 2026 · Atlanta, Ga
Pruco Securities, LLC no RAUM
Sep 5, 2024 to Nov 14, 2024 · Atlanta, Ga
Wells Fargo Advisors wirehouse
Mar 8, 2024 to Aug 30, 2024 · Atlanta, Ga
St. Bernard Financial Services, Inc. BD affiliated
May 4, 2023 to Dec 22, 2023 · Russellville, Ar
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 5, 2017 to Mar 9, 2022 · Roswell, Ga
E*Trade Capital Management, LLC former
Jan 7, 2014 to Aug 24, 2017 · Arlington, Va

Moves

a registration end followed by a registration begin elsewhere

LPL Enterprise, LLC to State Farm Investment Management Corp.
left Jan 23, 2026, registered Feb 20, 2026 (28 days) · Other
Pruco Securities, LLC to LPL Enterprise, LLC
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
Wells Fargo Advisors to Pruco Securities, LLC
left Aug 30, 2024, registered Sep 5, 2024 (6 days) · Wirehouse to affiliated broker-dealer or bank
St. Bernard Financial Services, Inc. to Wells Fargo Advisors
left Dec 22, 2023, registered Mar 8, 2024 (77 days) · Affiliated broker-dealer or bank to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to St. Bernard Financial Services, Inc.
left Mar 9, 2022, registered May 4, 2023 (421 days) · Wirehouse to affiliated broker-dealer or bank
E*Trade Capital Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Aug 24, 2017, registered Dec 5, 2017 (103 days) · Other

Signals

George Chui added a AL registration at State Farm Investment Management Corp.
Sep 15, 2026 · New state registration · fact
George Chui left Lpl Enterprise, Llc for State Farm Investment Management Corp. (registered 2026-02-20)
Jan 23, 2026 · Advisor changed firm · fact
George Chui left Wells Fargo Advisors for Pruco Securities, Llc (registered 2024-09-05)
Aug 30, 2024 · Advisor changed firm · fact
George Chui left St. Bernard Financial Services, Inc. for Wells Fargo Advisors (registered 2024-03-08)
Dec 22, 2023 · Advisor changed firm · fact
George Chui left Merrill Lynch, Pierce, Fenner & Smith Incorporated for St. Bernard Financial Services, Inc. (registered 2023-05-04)
Mar 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address