DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Derrick J Manuel
At current firm
4 y
since Oct 1, 2021
In the industry
14 y
since Dec 8, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Morgan Stanley wirehouse currentsince Oct 1, 2021 · Camp Hill, Pa
- Northern Trust Investments, Incorporated asset managerMay 10, 2017 to Sep 7, 2021 · Chicago, Il
- Invesco Advisers, Inc. asset managerDec 10, 2014 to May 9, 2017 · Downers Grove, Il
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseDec 9, 2011 to Dec 5, 2014 · Orland Park, Il
Moves
a registration end followed by a registration begin elsewhere
- Northern Trust Investments, Incorporated to Morgan Stanleyleft Sep 7, 2021, registered Oct 1, 2021 (24 days) · Other
- Invesco Advisers, Inc. to Northern Trust Investments, Incorporatedleft May 9, 2017, registered May 10, 2017 (1 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Invesco Advisers, Inc.left Dec 5, 2014, registered Dec 10, 2014 (5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address