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Registered advisor

K••••••• R• C••••••

S•••••••• A••••••• L••national BDAurora, Codual registrantIAPD 5536001

Feed of 09/14/2026

Also filed as Kristian R Carlson

At current firm

1 y

since Mar 31, 2025

In the industry

18 y

since Sep 18, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••••• A••••••• L•• national BD current
since Mar 31, 2025 · Aurora, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 5, 2023 to Mar 31, 2025 · Centennial, Co
K•• I••••••••• S••••••• L•• BD affiliated
Jun 12, 2023 to Oct 23, 2023 · Brooklyn, Oh
C•••••• S••••• • C••• I••• national BD
Nov 16, 2021 to Jun 13, 2023 · Lone Tree, Co
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Aug 30, 2021 · Boston, Ma
S•••••••• A••••••• L•• national BD
Jul 9, 2014 to Jul 13, 2018 · Greenwood Village, Co

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
K•• I••••••••• S••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Oct 23, 2023, registered Dec 5, 2023 (43 days) · Affiliated broker-dealer or bank to another
C•••••• S••••• • C••• I••• to K•• I••••••••• S••••••• L••
left Jun 13, 2023, registered Jun 12, 2023 (-1 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to C•••••• S••••• • C••• I•••
left Aug 30, 2021, registered Nov 16, 2021 (78 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

K••••••• R• C•••••• left K•• I••••••••• S••••••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2023-12-05)
Oct 23, 2023 · Advisor changed firm · fact
K••••••• R• C•••••• left C•••••• S••••• • C••• I••• for K•• I••••••••• S••••••• L•• (registered 2023-06-12)
Jun 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address