S•••••• C• H••••••

• W•••• F•••• A••••••• wirehouse current
  since Mar 8, 2021 · Saratoga Springs, Ny
• K•• I••••••••• S••••••• L•• BD affiliated
  Sep 21, 2016 to Dec 31, 2016 · Albany, Ny
• L•• F•••••••• L•• BD affiliated
  Sep 28, 2011 to Sep 21, 2016 · Gloversville, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Aug 18, 2008 to May 7, 2010 · Albany, Ny

• K•• I••••••••• S••••••• L•• to W•••• F•••• A•••••••
  left Dec 31, 2016, registered Mar 8, 2021 (1528 days) · Other · moved with a team
• L•• F•••••••• L•• to K•• I••••••••• S••••••• L••
  left Sep 21, 2016, registered Sep 21, 2016 (0 days) · Other · moved with a team
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
  left May 7, 2010, registered Sep 28, 2011 (509 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address