DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• W•••••• B•••

P•••••• C••••• A•••••• G••••• L••independent RIAPalm City, Fl IA-onlyIAPD 5537832

Feed of 09/15/2026

Also filed as D•••• W B•••

At current firm

2 y

since Jun 13, 2024

In the industry

18 y

since Jul 31, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• C••••• A•••••• G••••• L•• independent RIA current
since Jun 13, 2024 · Palm City, Fl
O•••• former
Apr 27, 2021 to Aug 22, 2024 · Lenexa, Ks
M••••• I••••••••• L•• independent RIA
May 14, 2019 to Jan 18, 2022 · Port St Lucie, Fl
S••••• F•••••••• S•••••••• I••• independent RIA
Dec 1, 2015 to Oct 30, 2018 · Overland Park, Ks
A•••• I••••••••• A•••••••• L•• independent RIA
Dec 1, 2015 to Oct 30, 2018 · Overland Park, Ks
W•••••• • R••• former
Mar 6, 2012 to Dec 10, 2015 · Shawnee, Ks
E••••• J•••• national BD
Aug 1, 2008 to Feb 1, 2012 · Olathe, Ks

Moves

a registration end followed by a registration begin elsewhere

O•••• to P•••••• C••••• A•••••• G••••• L••
left Aug 22, 2024, registered Jun 13, 2024 (-70 days) · RIA to RIA · moved with a team
M••••• I••••••••• L•• to O••••
left Jan 18, 2022, registered Apr 27, 2021 (-266 days) · Other · moved with a team
S••••• F•••••••• S•••••••• I••• to A•••• I••••••••• A•••••••• L••
left Oct 30, 2018, registered Dec 1, 2015 (-1064 days) · Other
A•••• I••••••••• A•••••••• L•• to M••••• I••••••••• L••
left Oct 30, 2018, registered May 14, 2019 (196 days) · RIA to RIA
W•••••• • R••• to S••••• F•••••••• S•••••••• I•••
left Dec 10, 2015, registered Dec 1, 2015 (-9 days) · Other
E••••• J•••• to W•••••• • R•••
left Feb 1, 2012, registered Mar 6, 2012 (34 days) · Other

Signals

D•••• W•••••• B••• left Owlfi for P•••••• C••••• A•••••• G••••• L•• (registered 2024-06-13)
Aug 22, 2024 · a•••••• firm change · fact
D•••• W•••••• B••• left M••••• I••••••••• L•• for Owlfi (registered 2021-04-27)
Jan 18, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address